x
Get our mobile app
Fast & easy access to Jobstore
Use App
Congratulations!
You just received a job recommendation!
check it out now
Browse Jobs
Companies
Campus Hiring
Download App
Jobs in Hong Kong   »   Jobs in Hong Kong   »   Legal / Public / Security Job   »   Fixed Income Compliance - Global Investment Banks
 banner picture 1  banner picture 2  banner picture 3

Fixed Income Compliance - Global Investment Banks

Ashford Benjamin Ltd

Ashford Benjamin Ltd company logo
Key Responsibilities Be accountable for the APAC Markets Compliance program Provide advice on regulatory interpretation and compliance issues in relation to global markets business Handle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary Review and lead new business and infrastructure initiatives from a local and international regulatory, best practice and firm perspective. Liaise with local regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys Periodic review, update and introduction of Compliance policy and procedures to ensure continuing relevance; and providing guidance, interpretation and direction to stakeholders. Requirements Minimum 12 years of relevant work experience in the financial services industry in Markets Compliance (Fixed Income) In-depth knowledge of APAC regulatory and compliance requirements Solid knowledge of Fixed Income products Excellent English, ideally with Chinese (Cantonese / Mandarin) language skills Team management experience is preferred
✱   This job post has expired   ✱

Sharing is Caring

Know others who would be interested in this job?