Responsibilities: Provide regulatory advisor to APAC business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Work closely with other compliance function on projects and other compliance related topics Requirements Minimum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority Familiar with HKMA and SFC rules and regulation for global markets business Strong understanding in fixed income/ equities products Experience in advising various business and control functions
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