Senior AML Compliance Manager, HK Advisory (Policy & Training) - Financial Crime Compliance Department (Job ID 4182) Position Summary Assisting in handling the tasks related to AML/CFT/Sanctions compliance function, Risk and Compliance Function (R&C Function); review accounts; advisory support; preparation of management reports for and reporting...
Job Responsibilities Develop and implement compliance policies and procedures to ensure adherence to relevant laws and regulations Monitor and assess compliance risks associated with the company's activities Responsible for trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting; Condu...